SEC Form 4 · accession 0001140361-16-080614
INTERMOLECULAR INC · IMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M McWilliams
Officer — Executive Chairman · Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311241
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $2.25 | Sep 21, 2016 | J | 1,005,000 | D | — | Oct 11, 2024 | Common Stock | 1,005,000 | 1,875,000 | D |
Explanation of responses
- F1The option shares reported as disposed of herein represent shares that were unvested and unexercisable as of the report date, and such shares were canceled for no consideration by mutual agreement between the reporting person and the Issuer.
- F21/48th of the original number of shares subject to the stock option shall vest and become exercisable on each monthly anniversary of October 12, 2014, subject to the Optionee's continuous service to the Company through each vesting date.