SEC Form 4 · accession 0000899243-16-031542
INTERMOLECULAR INC · IMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M McWilliams
Officer — Executive Chairman · Director
Period of report
Sep 27, 2016
Accepted (ET)
Oct 11, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311241
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 27, 2016 | A | 200,000 | A | — | — | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of IMI's common stock.
- F2The restricted stock units vest on the fourth anniversary of the date of grant, or earlier if certain performance criteria are met.