SEC Form 4 · accession 0001555667-16-000092
TerraVia Holdings, Inc. · TVIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul T Quinlan
Officer — General Counsel
Period of report
Oct 14, 2016
Accepted (ET)
Oct 14, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 14, 2016 | S | 10,000 | $2.5528 | D | 120,403 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.525 to $2.58, inclusive. The reporting person undertakes to provide to TerraVia Holdings, Inc., any security holder of TerraVia Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Corrects prior share ownership total that overstated holdings by 125 shares.