SEC Form 4 · accession 0001555667-16-000090
TerraVia Holdings, Inc. · TVIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul T Quinlan
Officer — General Counsel
Period of report
Sep 13, 2016
Accepted (ET)
Sep 15, 2016 · 7:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 13, 2016 | S | 1,562 | $2.7355 | D | 133,652 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was designed to cover tax withholding obligations in connection with the concurrent vesting of restricted stock units.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.69 to $2.77, inclusive. The reporting person undertakes to provide to TerraVia Holdings, Inc., any security holder of TerraVia Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Includes 2,207 shares acquired under the TerraVia Holdings, Inc. Employee Stock Purchase Plan on August 15, 2016.