SEC Form 4 · accession 0001555667-16-000066
TerraVia Holdings, Inc. · TVIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irene Chang Britt
Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311230
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.67 | Mar 9, 2016 | A | 80,000 | A | — | Mar 8, 2026 | Common Stock | 80,000 | 80,000 | D |
| Stock Option (right to buy)F2 | $1.67 | Mar 9, 2016 | A | 4,500 | A | — | Mar 8, 2026 | Common Stock | 4,500 | 4,500 | D |
Explanation of responses
- F1The option shall vest as to 1/3 of the underlying shares on March 9, 2017 and as to 1/36 of the underlying shares monthly thereafter.
- F2The option will vest as to 1,500 shares on each of April 1, 2016, May 1, 2016 and June 1, 2016.