SEC Form 4 · accession 0001555667-16-000057

TerraVia Holdings, Inc. · TVIA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technology Officer

Period of report

Mar 8, 2016

Accepted (ET)

Mar 9, 2016 · 8:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001311230

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Mar 8, 2016	S	1,562	$1.6634	D	170,843	D
Common Stock^F3	Mar 8, 2016	A	50,000	$0.00	A	220,843	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$1.66	Mar 8, 2016	A	275,000	A	—	Mar 7, 2026	Common Stock	275,000	275,000	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was designed to cover tax withholding obligations in connection with the concurrent vesting of restricted stock units.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.63 to $1.69, inclusive. The reporting person undertakes to provide to Solazyme, Inc., any security holder of Solazyme, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3The grant shall vest as to 1/4 of the shares on March 9, 2017 and thereafter shall vest as to 1/8 of the shares on each of September 14, 2017, March 8, 2018, September 14, 2018, March 1, 2019, September 11, 2019 and March 11, 2020.
F4The option shall vest as to 1/48 of the underlying shares monthly beginning February 1, 2016.