SEC Form 4 · accession 0001555667-15-000033
TerraVia Holdings, Inc. · TVIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan S Wolfson
Officer — Chief Executive Officer · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 9, 2015 | S | 33,125 | $2.6936 | D | 190,625 | D | |
| Common StockF3 | holding | — | — | — | 2,360,475 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 8,751 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading planand were mainly to cover tax withholding obligations in connection with the vesting of restricted stock units that occurred on or shortly before the date of sale.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.56 to $2.79, inclusive. The reporting person undertakes to provide to Solazyme, Inc., any security holder of Solazyme, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The Jonathan S. Wolfson Revocable Trust dated August 12, 2010.
- F4The Wolfson Revocable Trust dated August 12, 2010.