SEC Form 4 · accession 0001555667-15-000032
TerraVia Holdings, Inc. · TVIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry Fiddler
Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2015 | P | 80,000 | $2.707 | A | 759,739 | I | By Trust |
| Common StockF3 | holding | — | — | — | 2,492,210 | I | By Partnership | |
| Common Stock | holding | — | — | — | 47,925 | D | ||
| Common StockF4 | holding | — | — | — | 54,861 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 54,861 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 54,861 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.78, inclusive. The reporting person undertakes to provide to Solazyme, Inc., any security holder of Solazyme, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2The Fiddler and Alden Family Trust
- F3Jazem I Family Partners, L.P.
- F4AAF 2006 Trust
- F5ESF 2006 Trust
- F6ZUF 2006 Trust