SEC Form 4 · accession 0001310709-19-000002
Guggenheim Enhanced Equity Income Fund · GPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maynard F. Oliverius
Director · Other
Period of report
Dec 10, 2018
Accepted (ET)
Mar 11, 2019 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2018 | P | 1,000 | $7.786 | A | 16,954 | D | |
| Common StockF1 | holding | — | — | — | 17,854 | D | ||
| Common StockF2 | holding | — | — | — | 18,854 | D | ||
| Common StockF3 | holding | — | — | — | 19,854 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 17, 2018 900 Shares were purchased and reported to the SEC (Accession No. 0001179110-18-013933) bringing ownership to 17,854.
- F2On December 21, 2018 1,000 Shares were purchased and reported to the SEC (Accession No. 0001179110-18-014218) bringing ownership to 17,854.
- F3On January 3, 2019 1,000 Shares were purchased and reported to the SEC (Accession No. 0001179110-19-000096) bringing ownership to 19,854; this is the total reportable amount now owned by Mr. Oliverius.