SEC Form 4/A · accession 0001179110-17-005081
Guggenheim Enhanced Equity Income Fund · GPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald A. Chubb Jr.
Director · Other
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 20, 2017 | J | 2,512 | $8.66 | A | 3,012 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund.
- F2The acquired share amount in the first filing was listed incorrectly as 22,513.205. The corrected amount should be 2,512 as now shown.
- F3The amount of securities owned after the transaction was listed incorrectly as 23,013.205. The corrected amount should be 3,012 as now shown.