SEC Form 4 · accession 0001144204-18-029559
Summit Healthcare REIT, Inc
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Steven Roush
Director
Period of report
Apr 1, 2018
Accepted (ET)
May 17, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310383
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1,F2 | $2.24 | Apr 1, 2018 | A | 60,000 | A | — | Mar 31, 2028 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The options were granted pursuant to the Summit Healthcare REIT, Inc. 2015 Omnibus Incentive Plan.
- F2The options are exercisable as follows: in 36 equal monthly installments commencing on May 1, 2018.