SEC Form 4 · accession 0001209191-15-024615
SERVICESOURCE INTERNATIONAL, INC. · SREV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashley F. Johnson
Officer — Chief Customer Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Mar 9, 2015 | S | 2,240 | $3.3491 | D | 256,857 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2013.
- F2Shares sold to satisfy the Reporting Person's tax obligation incurred in connection with the issuance of shares pursuant to the vesting of restricted stock units.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F4Includes 1,000 shares acquired on February 17, 2015 pursuant to the ServiceSource International, Inc. 2011 Employee Stock Purchase Plan.