SEC Form 4 · accession 0001123292-19-000189
SERVICESOURCE INTERNATIONAL, INC. · SREV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Ferron
Director
Period of report
Jan 22, 2019
Accepted (ET)
Jan 23, 2019 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2019 | A | 75,000 | $0.00 | A | 75,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $1.01 | Jan 22, 2019 | A | 25,000 | A | — | Jan 22, 2029 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The reported shares are represented by restricted stock units that vest in two equal annual installments beginning on January 22, 2020.
- F2One-half of the shares subject to the option vest on January 22, 2020 and the remaining shares vest on January 22, 2021.