SEC Form 4 · accession 0001123292-18-000931
SERVICESOURCE INTERNATIONAL, INC. · SREV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Dunlevie
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 13, 2018 | P | 6,956 | $3.15 | A | 242,575 | I | See footnote |
| Common StockF3,F2 | Aug 14, 2018 | P | 46,615 | $3.07 | A | 289,190 | I | See footnote |
| Common StockF4,F2 | Aug 15, 2018 | P | 30,335 | $2.98 | A | 319,525 | I | See footnote |
| Common Stock | holding | — | — | — | 141,182 | D | ||
| Common StockF5 | holding | — | — | — | 68,627 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 4,476,535 | I | See footnote | |
| Common StockF7 | holding | — | — | — | 545,811 | I | See footnote | |
| Common StockF8 | holding | — | — | — | 104,503 | I | See footnote | |
| Common StockF9 | holding | — | — | — | 82,232 | I | See footnote | |
| Common StockF10 | holding | — | — | — | 5,850,740 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple trades during the day at prices ranging from $3.13 to $3.18, inclusive. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
- F10Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over these shares. BCMC V and each of its managing members disclaim beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that BCMC V and it managing members are the beneficial owner of these shares for purposes of Section 16 or any other purpose.
- F2Shares are owned directly by Bruce W. Dunlevie's family trust.
- F3The shares were purchased in multiple trades during the day at prices ranging from $2.98 to $3.15, inclusive. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
- F4The shares were purchased in multiple trades during the day at prices ranging from $2.91 to $3.01, inclusive. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
- F5Shares are owned directly by a limited liability company controlled by Bruce W. Dunlevie.
- F6Shares are owned directly by Benchmark Capital Partners V, L.P. ("BCP V").
- F7Shares are owned directly by Benchmark Founders' Fund V, L.P. ("BFF V").
- F8Shares are owned directly by Benchmark Founders' Fund V-A L.P. ("BFF V-A").
- F9Shares are owned directly by Benchmark Founders' Fund V-B, L.P. ("BFF V-B").