SEC Form 4 · accession 0001123292-17-001397
SERVICESOURCE INTERNATIONAL, INC. · SREV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Carrington
Officer — Chief Executive Officer
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2017 | F | 14,557 | $3.56 | D | 909,359 | D | |
| Common StockF2 | Sep 2, 2017 | F | 101,286 | $3.56 | D | 808,073 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F2The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units which were subject to performance criteria satisfied on March 6, 2017 and which RSUs vest in two equal tranches on September 2, 2017 and September 2, 2018.