SEC Form 4 · accession 0001123292-17-000535
SERVICESOURCE INTERNATIONAL, INC. · SREV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Carrington
Officer — Chief Executive Officer · Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | F | 10,413 | $3.94 | D | 502,149 | D | |
| Common StockF3 | Mar 1, 2017 | S | 3,125 | $3.95 | D | 499,024 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2016.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.91 to $4.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.