SEC Form 4 · accession 0001471974-18-000004
SEARS HOLDINGS CORP · SHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann N Reese
Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310067
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 8% Senior Unsecured Convertible PIK Toggle Notes due 2019F1 | $8.33 | Mar 20, 2018 | A | — | A | Mar 20, 2018 | Dec 15, 2019 | Common Stock, par value $0.01 per share | 7,080 | — | D |
Explanation of responses
- F1The reporting person acquired the $59,000 aggregate principal amount of 8% Senior Unsecured Convertible PIK Toggle Notes due 2019 in exchange for $59,000 aggregate principal amount of the issuer's 8% Senior Unsecured Notes due 2019 in an issuer exchange offer.