SEC Form 4 · accession 0001209191-17-003532
SEARS HOLDINGS CORP · SHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Tisch
Director
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2017 | J | 113,185 | $0.00 | A | 734,009 | D | |
| Common Stock | Jan 10, 2017 | J | 26,006 | $0.00 | A | 26,006 | I | Spouse |
| Common StockF2 | Jan 10, 2017 | J | 93,902 | $0.00 | A | 1,027,380 | I | Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Elective distribution from ESL Partners, L.P., of which the reporting person is a limited partner.
- F2Represents shares acquired by trusts of which the reporting person is trustee and is deemed to have a pecuniary interest pursuant to Rule 16a-8. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.