SEC Form 4 · accession 0000919574-18-006552

SEARS HOLDINGS CORP · SHLD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Oct 5, 2018

Accepted (ET)

Oct 9, 2018 · 5:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001310067

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, $.01 par value	Oct 5, 2018	S	25,700	$0.65	D	560,016	D
Common Shares, $.01 par value^F2	Oct 5, 2018	S	49,400	$0.65	D	1,077,148	I	See Footnote
Common Shares, $.01 par value	Oct 8, 2018	S	12,700	$0.61	D	547,316	D
Common Shares, $.01 par value^F2	Oct 8, 2018	S	24,400	$0.61	D	1,052,748	I	See Footnote
Common Shares, $.01 par value	Oct 9, 2018	S	10,100	$0.59	D	537,216	D
Common Shares, $.01 par value^F2	Oct 9, 2018	S	19,500	$0.59	D	1,033,248	I	See Footnote

No Table II lines on this filing.

F1The securities were held in account(s) managed indirectly by Mr. Berkowitz (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein.
F2The securities may be deemed to be beneficially owned by the Reporting Person because he controls the sole member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to such account(s). The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.