SEC Form 4 · accession 0000919574-16-008904

SEARS HOLDINGS CORP · SHLD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Dec 30, 2015

Accepted (ET)

Jan 4, 2016 · 4:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001310067

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, $.01 par value^F2	Dec 30, 2015	P	311,600	$20.62	A	28,075,348	I	See Footnote
Common Shares, $.01 par value^F2	Dec 31, 2015	P	12,900	$20.26	A	28,088,248	I	See Footnote
Common Shares, $.01 par value^F2	Dec 31, 2015	P	21,600	$20.25	A	28,109,848	I	See Footnote
Common Shares, $.01 par value^F2	Dec 31, 2015	P	16,900	$20.21	A	28,126,748	I	See Footnote
Common Shares, $.01 par value^F2	Dec 31, 2015	P	4,700	$20.26	A	28,131,448	I	See Footnote
Common Shares, $.01 par value	holding	—	—		—	71,700	D

No Table II lines on this filing.

F1The securities are held in accounts managed indirectly by Mr. Bruce R. Berkowitz (the "Reporting Person"). The Reporting Person does not have any direct or indirect pecuniary interest in the managed accounts because the Reporting Person (i) does not receive any incentive compensation from the managed accounts and (ii) does not have a direct or indirect interest in the managed accounts.
F2The securities may be deemed to be beneficially owned by the Reporting Person because he controls the sole member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to a registered investment company and certain private funds and managed accounts. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.