SEC Form 4 · accession 0001309108-18-000061
WEX Inc. · WEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Robert Phillips
Officer — President, Global Fleet
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001309108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2018 | M | 634 | $0.00 | A | 9,891 | D | |
| Common Stock | Mar 20, 2018 | F | 250 | $159.41 | D | 9,641 | D | |
| Common StockF2 | holding | — | — | — | 7,986 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 4,149 | I | By GRAT | |
| Common Stock | holding | — | — | — | 4,149 | I | By GRAT | |
| Common Stock | holding | — | — | — | 7,987 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Mar 20, 2018 | M | 634 | D | — | — | Common Stock | 634 | 1,271 | D |
Explanation of responses
- F1Represents tax withholdings in connection with the vesting of the Restricted stock units ("RSUs") on March 20, 2018.
- F2These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in the reported shares.
- F3These shares are held in a grantor retained annuity trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in the reported shares.
- F4Restricted stock units ("RSUs") vested on March 20,2018 and each RSU converted into one share of common stock.