SEC Form 4 · accession 0001309108-17-000127
WEX Inc. · WEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rowland Moriarty
Director
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001309108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2017 | M | 1,435 | $0.00 | A | 16,064 | D | |
| Common Stock | holding | — | — | — | 21,978 | I | By Rowgra, LLC | |
| Common Stock | holding | — | — | — | 19,000 | I | By Rubex, LLC | |
| Common Stock | holding | — | — | — | 13,500 | I | By the Moriarty Family Charitable Trust | |
| Common Stock | holding | — | — | — | 15,600 | I | By the Moriarty Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | May 12, 2017 | A | 1,249 | A | — | — | Common Stock | 1,249 | 1,249 | D |
| Restricted Stock UnitsF3,F1 | $0.00 | May 13, 2017 | M | 1,435 | D | — | — | Common Stock | 1,435 | 0 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs") vested on 5/13/2017 and each RSU converted into one share of common stock.
- F2Restricted Stock Units ("RSUs") will vest in total on 5/12/18.
- F3The reporting person's report filed on May 17, 2016 overstated his derivative securities by 115 shares. His holdings have been updated to reflect his correct ownership.