SEC Form 4 · accession 0001309108-17-000039
WEX Inc. · WEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Edward Pratt
Officer — SVP, GM Virtual Payments
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001309108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 193 | $0.00 | A | 2,152 | D | |
| Common Stock | Mar 15, 2017 | F | 61 | $105.20 | D | 2,091 | D | |
| Common Stock | Mar 15, 2017 | M | 96 | $0.00 | A | 2,187 | D | |
| Common Stock | Mar 15, 2017 | F | 31 | $105.20 | D | 2,156 | D | |
| Common Stock | Mar 15, 2017 | M | 117 | $0.00 | A | 2,273 | D | |
| Common Stock | Mar 15, 2017 | F | 37 | $105.20 | D | 2,236 | D | |
| Common Stock | Mar 15, 2017 | M | 2,346 | $0.00 | A | 4,582 | D | |
| Common Stock | Mar 15, 2017 | F | 759 | $105.20 | D | 3,823 | D | |
| Common Stock | Mar 15, 2017 | M | 210 | $0.00 | A | 4,033 | D | |
| Common Stock | Mar 15, 2017 | F | 68 | $105.20 | D | 3,965 | D | |
| Common Stock | Mar 15, 2017 | M | 198 | $0.00 | A | 4,163 | D | |
| Common Stock | Mar 15, 2017 | F | 65 | $105.20 | D | 4,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 15, 2017 | M | 193 | D | — | — | Common Stock | 193 | 389 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 15, 2017 | M | 96 | D | — | — | Common Stock | 96 | 97 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 15, 2017 | M | 117 | D | — | — | Common Stock | 117 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 15, 2017 | M | 2,346 | D | — | — | Common Stock | 2,346 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 15, 2017 | M | 210 | D | — | — | Common Stock | 210 | 210 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 15, 2017 | M | 198 | D | — | — | Common Stock | 198 | 0 | D |
Explanation of responses
- F1Represents tax withholding in connection with the vesting of the RSUs on March 15, 2017.
- F2Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock.