SEC Form 4 · accession 0001309108-16-000219
WEX Inc. · WEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rowland Moriarty
Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001309108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2016 | M | 1,143 | $0.00 | A | 14,629 | D | |
| Common Stock | holding | — | — | — | 19,000 | I | By Rubex, LLC | |
| Common StockF2 | holding | — | — | — | 15,600 | I | By the Moriarty Family Trust | |
| Common StockF3 | holding | — | — | — | 21,978 | I | By Rowgra, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | May 13, 2016 | A | 1,550 | A | — | — | Common Stock | 1,550 | 1,550 | D |
| Restricted Stock UnitsF1 | $0.00 | May 15, 2016 | M | 1,143 | D | — | — | Common Stock | 1,143 | 0 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs") vested on 5/15/2016 and each RSU converted into one share of common stock.
- F2The reporting person's total shares held indirectly by the Moriarty Family Trust, have been updated to reflect his current ownership. His most recently filed report incorrectly omitted 2100 shares from his holdings.
- F3Since the reporting person's last Form 4, Dr. Moriarty transferred ownership of 21,978 shares from his direct ownership to Rowgra, LLC, of which he is the manager.
- F4Restricted Stock Units ("RSUs") will vest in total on 5/13/2017.