SEC Form 4/A · accession 0001691152-16-000005
DryShips Inc. · DRYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Leichter
10% Owner
Period of report
Nov 28, 2016
Accepted (ET)
Dec 2, 2016 · 1:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 28, 2016 | P | 100,000 | $5.8084 | A | 300,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 was filed voluntarily. It was not required to be filed under Rule 3a12-3(b) under the Securities Exchange Act of 1934 based on the Issuer's representation in its public filings that it is a foreign private issuer. The Reporting Person does not intend to make any further voluntary Section 16 filings, and this Form 4 should be considered withdrawn. Additional information regarding the Reporting Person's holdings of the Issuer may be found in the Reporting Person's Section 13 filings with respect to the Issuer.