SEC Form 3/A · accession 0001052918-16-001487
Jayhawk Energy, Inc. · JYHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
James R. McGregor
10% Owner
Period of report
Sep 20, 2016
Accepted (ET)
Dec 30, 2016 · 1:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | holding | — | — | — | 39,583,263 | I | By JEM Equity, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1,F2 | $0.0065 | holding | — | — | — | Sep 20, 2016 | Sep 19, 2018 | Common stock | 1,000,000 | — | I |
| Stock Purchase WarrantF1,F2 | $0.005 | holding | — | — | — | Oct 8, 2015 | Oct 7, 2020 | Common stock | 23,583,418 | — | I |
Explanation of responses
- F1This Amendment clarifies the number of Common Shares beneficially owned by Mr. James McGregor.
- F2Mr. James McGregor is the Managing Member of JEM Equity, LLC, and therefore is deemed to be a Beneficial Owner of JEM Equity, LLC's ownership interests in JayHawk Energy, Inc. by virtue of the voting and dispositive control Mr. McGregor has over JEM Equity, LLC. Mr. McGregor disclaims any Beneficial Ownership in the JayHawk Energy, Inc. interests.
Remarks
No securities are beneficially owned by the Person signing on behalf of the Reporting Person.