SEC Form 4 · accession 0001308606-17-000018
SPIRIT REALTY CAPITAL, INC. · SRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip D Joseph Jr.
Officer — EVP, CFO and Treasuer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 1, 2017 | F | 3,863 | $10.90 | D | 86,515 | D | |
| Common Stock, par value $0.01 per shareF2 | Mar 2, 2017 | A | 45,899 | $10.85 | A | 132,414 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to Issuer in connection with the vesting of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to the closing price on NYSE on March 1, 2017 of $10.90 and does not represent a sale by the reporting person.
- F2Shares of Restricted Stock granted pursuant to the Company's Incentive Award Plan. The shares of Restricted Stock vest annually in three equal installments beginning on February 1, 2018.