SEC Form 4 · accession 0001308606-16-000317
SPIRIT REALTY CAPITAL, INC. · SRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jackson Hsieh
Officer — President and COO
Period of report
Sep 7, 2016
Accepted (ET)
Sep 8, 2016 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Sep 7, 2016 | A | 421,470 | $13.88 | A | 421,470 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Restricted Stock were granted pursuant to the Company's Incentive Award Plan. The shares were issued in two separate tranches. The first tranche of 79,251 shares of Restricted Stock vests annually in three equal installments beginning on September 7, 2017. The second tranche of 342,219 shares of Restricted Stock vests over a four year period as follows: 34.7% on September 7, 2018, 50% on September 7, 2019 and 15.3% on September 7, 2020.