SEC Form 4 · accession 0001308606-16-000224
SPIRIT REALTY CAPITAL, INC. · SRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Andrew Berry
Officer — Former SVP & General Counsel
Period of report
Mar 1, 2016
Accepted (ET)
Mar 8, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 1, 2016 | F | 1,589 | $10.64 | D | 42,950 | D | |
| Common Stock, par value $0.01 per shareF2 | Mar 4, 2016 | A | 15,103 | $10.32 | A | 58,053 | D | |
| Common Stock, par value $0.01 per shareF3 | Mar 7, 2016 | F | 11,396 | $10.3931 | D | 46,657 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to Issuer in connection with the vesting of restricted shares to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to the closing price on NYSE on March 1, 2016 of $10.64 and does not represent a sale by the reporting person.
- F2Shares were issued pursuant to the terms of Mr. Berry's employment agreement and performance share awards granted in 2015.
- F3Represents shares sold to satisfy the income tax withholding and remittance obligations of the reporting person in connection with the vesting of restricted shares and granted performance shares at a price equal to the price on NYSE on March 7, 2016 of $10.3931