SEC Form 4/A · accession 0000899243-18-022146
UNIVERSAL LOGISTICS HOLDINGS, INC. · ULH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeff Rogers
Officer — Chief Executive Officer · Director
Period of report
Aug 7, 2018
Accepted (ET)
Aug 13, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par valueF1 | Aug 7, 2018 | D | 7,500 | $35.25 | D | 41,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct the transaction code, which was incorrectly reported in the original report. The shares were purchased by Universal Logistics Holdings, Inc. (the Company) pursuant to the Restricted Stock Bonus Award Agreement between Mr. Rogers and the Company, which includes a right of first refusal for the Company to acquire vested shares 5 days after receipt of Mr. Rogers's notice of intent to sell. The closing price of the Company's stock on August 7, 2018, which was the date for determining the fair market value of the shares, was $35.25.