SEC Form 4 · accession 0000899243-17-005106
UNIVERSAL LOGISTICS HOLDINGS, INC. · ULH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Rogers
Officer — Chief Executive Officer · Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 23, 2017 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par valueF1,F2 | Feb 22, 2017 | A | 10,000 | $13.45 | A | 47,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grants of restricted common stock which vested 25% on February 22, 2017, and an additional 25% will vest on each March 5 in 2018, 2019 and 2020, subject to continued employment with Universal Logistics Holdings, Inc. Vesting is accelerated upon death, disability, retirement at normal retirement age, termination without cause or upon action by the Compensation Committee accelerating the vesting.
- F2The closing price of the Company's common stock on February 22, 2017, which was the fair market value of the shares as of the vesting date was $13.45.