SEC Form 4 · accession 0001209191-18-047419
TWENTY-FIRST CENTURY FOX, INC. · FOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Nallen
Officer — Senior EVP, CFO
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 15, 2018 | M | 121,469 | — | A | 185,869 | D | |
| Class A Common Stock | Aug 15, 2018 | F | 64,646 | $45.48 | D | 121,223 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-settled performance stock unitsF1,F3 | — | Aug 15, 2018 | M | 121,469 | D | Aug 15, 2018 | Aug 15, 2018 | Class A Common Stock | 121,469 | 0 | D |
Explanation of responses
- F1The stock-settled performance stock units were deemed to have settled for an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock.
- F2Excludes 99,900 shares of Class A Common Stock transferred from the reporting person's direct ownership to a Grantor Retained Annuity Trust ("GRAT"), and which are now, accordingly, indirectly held by the reporting person through the GRAT.
- F3Each performance stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock.