SEC Form 4 · accession 0001209191-18-047395
TWENTY-FIRST CENTURY FOX, INC. · FOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lachlan K Murdoch
Officer — Executive Chairman · Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 15, 2018 | M | 273,307 | — | A | 273,763 | D | |
| Class A Common Stock | Aug 15, 2018 | F | 135,506 | $45.48 | D | 138,257 | D | |
| Class A Common StockF2 | Aug 16, 2018 | S | 137,801 | $45.48 | D | 456 | D | |
| Class A Common StockF2 | Aug 16, 2018 | P | 137,801 | $45.48 | A | 137,801 | I | By LKM Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-settled performance stock unitsF1,F3 | — | Aug 15, 2018 | M | 273,307 | D | Aug 15, 2018 | Aug 15, 2018 | Class A Common Stock | 273,307 | 0 | D |
Explanation of responses
- F1The stock-settled performance stock units were deemed to have settled for an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock.
- F2The reporting person sold the reported securities to the LKM Family Trust, which is administered by an independent trustee for the benefit of the reporting person, his immediate family members and certain charitable organizations.
- F3Each performance stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock.