SEC Form 4 · accession 0001209191-17-049526
TWENTY-FIRST CENTURY FOX, INC. · FOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Murdoch
Officer — Chief Executive Officer · Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 15, 2017 | M | 123,763 | — | A | 234,236 | D | |
| Class A Common Stock | Aug 15, 2017 | F | 69,085 | $28.21 | D | 165,151 | D | |
| Class A Common StockF2 | Aug 15, 2017 | S | 111,713 | $27.94 | D | 53,438 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-settled performance stock unitsF1,F3 | — | Aug 15, 2017 | M | 123,763 | D | Aug 15, 2017 | Aug 15, 2017 | Class A Common Stock | 123,763 | 0 | D |
Explanation of responses
- F1The stock-settled performance stock units were deemed to have settled for an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.90 to $27.99, inclusive. The reporting person undertakes to provide to Twenty-First Century Fox, Inc., any security holder of Twenty-First Century Fox, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F31-for-1