SEC Form 4 · accession 0001209191-17-048323
TWENTY-FIRST CENTURY FOX, INC. · FOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Murdoch
Officer — Chief Executive Officer · Director
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 30, 2016 | G | 106,383 | $0.00 | D | 110,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-settled performance stock unitsF3,F2 | — | Aug 7, 2017 | A | 123,763 | A | Aug 15, 2017 | Aug 15, 2017 | Class A Common Stock | 123,763 | 123,763 | D |
Explanation of responses
- F1The gift reported was effected pursuant to an irrevocable donation and transfer of shares to Quadrivium, a charitable foundation.
- F21-for-1
- F3The stock-settled performance stock units were granted to the Reporting Person after the achievement of pre-determined performance measures over the three-year performance period and shall vest in shares of Twenty-First Century Fox, Inc.'s Class A Common Stock on August 15, 2017.