SEC Form 4 · accession 0001209191-17-042327
Vystar Corp · VYST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R. Doyle
Officer — Chairman, President & CEO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Jun 29, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2017 | P | 5,000 | $0.1113 | A | 2,960,459 | D | |
| Common Stock | Jun 27, 2017 | P | 5,000 | $0.1195 | A | 2,965,459 | D | |
| Common Stock | Jun 28, 2017 | P | 10,000 | $0.115 | A | 2,975,459 | D | |
| Common StockF1 | Jun 28, 2017 | P | 5,000 | $0.109 | A | 69,000 | D | |
| Common StockF1 | Jun 28, 2017 | P | 5,000 | $0.115 | A | 74,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy) | $0.14 | Feb 15, 2017 | J | 750,000 | A | Feb 15, 2017 | Feb 15, 2027 | Common Stock | 750,000 | 750,000 | D |
| Common Stock Warrant (Right to Buy)F4 | $0.14 | Feb 15, 2017 | J | 362,219 | A | — | Feb 15, 2027 | Common Stock | 362,219 | 362,219 | D |
Explanation of responses
- F1Held by Charles Schwab Custodian FBO William R. Doyle IRA.
- F2The warrant was issued to Mr. Doyle to replace certain warrants that he previously gifted.
- F3The warrant was issued to Mr. Doyle in exchange for his foregoing $50,000 of salary due to Mr. Doyle.
- F432,929 shares underlying the warrant shall vest and become exercisable each month following the date of grant for the next 11 months.