SEC Form 4 · accession 0001209191-16-153107
Vystar Corp · VYST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D. Osborn
Director · 10% Owner
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | P | 30,000 | $0.18 | A | 3,535,000 | I | By 401(k) plan |
| Common Stock | Nov 30, 2016 | P | 10,200 | $0.1749 | A | 3,545,200 | I | By 401(k) plan |
| Common StockF1 | holding | — | — | — | 6,848,609 | I | By Sound Investment Partners, LLC | |
| Common Stock | holding | — | — | — | 155,000 | I | As custodian for minor child | |
| Common Stock | holding | — | — | — | 4,209,000 | D | ||
| Common StockF2 | holding | — | — | — | 200,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held by Sound Investment Partners, LLC. The reporting person is the Manager of Sound Investment Partners, LLC.
- F2The shares are held by the Keith D. Osborn 1991 life insurance trust, for which the reporting person's spouse is the sole trustee.