SEC Form 4 · accession 0001209191-16-152370
Vystar Corp · VYST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Allegra
10% Owner
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | P | 3,333 | $0.1899 | A | 704,166 | I | By Diamond I Investments, LLC |
| Common StockF2 | Nov 28, 2016 | P | 3,333 | $0.1899 | A | 6,628,964 | I | By Diamond II Investments, LLC |
| Common StockF3 | Nov 28, 2016 | P | 3,334 | $0.1899 | A | 3,976,394 | I | By Itailia-Eire, LP |
| Common StockF1 | Nov 29, 2016 | P | 8,333 | $0.1786 | A | 712,499 | I | By Diamond I Investments, LLC |
| Common StockF2 | Nov 29, 2016 | P | 8,333 | $0.1786 | A | 6,637,297 | I | By Diamond II Investments, LLC |
| Common StockF3 | Nov 29, 2016 | P | 8,334 | $0.1786 | A | 3,984,728 | I | By Itailia-Eire, LP |
| Common Stock | holding | — | — | — | 844,319 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Diamond I Investments, LLC, of which the Reporting Person is a member and manager thereof.
- F2Held by Diamond II Investments, LLC, of which the Reporting Person is a member and manager thereof.
- F3Held by Itailia-Eire, LP, of which the Reporting Person is the General Partner and majority owner.