SEC Form 4 · accession 0001209191-15-061703
Vystar Corp · VYST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D. Osborn
10% Owner
Period of report
Jul 15, 2015
Accepted (ET)
Jul 20, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2015 | P | 200 | $0.0436 | A | 2,500,200 | I | By 401(k) plan |
| Common Stock | Jul 15, 2015 | P | 10,000 | $0.048 | A | 2,510,200 | I | By 401(k) plan |
| Common Stock | Jul 15, 2015 | P | 9,800 | $0.049 | A | 2,520,000 | I | By 401(k) plan |
| Common Stock | Jul 17, 2015 | P | 5,000 | $0.049 | A | 2,525,000 | I | By 401(k) plan |
| Common Stock | holding | — | — | — | 3,709,000 | D | ||
| Common StockF1 | holding | — | — | — | 5,431,942 | I | By Sound Investment Partners, LLC | |
| Common StockF2 | holding | — | — | — | 200,000 | I | by Trust | |
| Common Stock | holding | — | — | — | 155,000 | I | As custodian for minor child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held by Sound Investment Partners, LLC. The reporting person is the Manager of Sound Investment Partners, LLC.
- F2The shares are held by the Keith D. Osborn 1991 life insurance trust, for which the reporting person's spouse is the sole trustee.