SEC Form 4/A · accession 0001209191-15-061701
Vystar Corp · VYST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Keith D. Osborn
10% Owner
Period of report
Jun 10, 2015
Accepted (ET)
Jul 20, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308027
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy)F2 | $0.05 | Jun 10, 2015 | D | 116,204 | D | Mar 6, 2014 | Mar 6, 2016 | Common Stock | 116,204 | 0 | I |
| Common Stock Warrant (Right to Buy)F2 | $0.03 | Jun 10, 2015 | A | 116,204 | A | Mar 6, 2014 | Mar 6, 2016 | Common Stock | 116,204 | 116,204 | I |
| Common Stock Warrant (Right to Buy) | $0.05 | Jun 10, 2015 | D | 500,000 | D | Mar 7, 2014 | Mar 7, 2016 | Common Stock | 500,000 | 0 | D |
| Common Stock Warrant (Right to Buy) | $0.03 | Jun 10, 2015 | A | 500,000 | A | Mar 7, 2014 | Mar 7, 2016 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1The reported transaction involved an amendment of the exercise price of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant.
- F2The securities are held by Sound Investment Partners, LLC. The reporting person is the Manager of Sound Investment Partners, LLC.
Remarks
This amended Form 4 is being filed for the sole purpose of correcting the date of the amendment of the exercise price of outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.