SEC Form 4/A · accession 0001209191-15-061697
Vystar Corp · VYST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph Allegra
10% Owner
Period of report
Jun 16, 2015
Accepted (ET)
Jul 20, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001308027
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy)F2 | $0.05 | Jun 16, 2015 | D | 416,667 | D | Feb 27, 2014 | Feb 27, 2016 | Common Stock | 416,667 | 0 | I |
| Common Stock Warrant (Right to Buy)F2 | $0.03 | Jun 16, 2015 | A | 416,667 | A | Feb 27, 2014 | Feb 27, 2016 | Common Stock | 416,667 | 416,667 | I |
| Common Stock Warrant (Right to Buy)F3 | $0.05 | Jun 16, 2015 | D | 125,000 | D | Feb 28, 2014 | Feb 28, 2016 | Common Stock | 125,000 | 0 | I |
| Common Stock Warrant (Right to Buy)F3 | $0.03 | Jun 16, 2015 | A | 125,000 | A | Feb 28, 2014 | Feb 28, 2016 | Common Stock | 125,000 | 125,000 | I |
Explanation of responses
- F1The reported transaction involved an amendment of the exercise price of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant.
- F2Held by Diamond II Investments, LLC, of which the Reporting Person is a member and manager thereof.
- F3Held by Itailia-Eire, LP, of which the Reporting Person is the General Partner and majority owner.
Remarks
This amended Form 4 is being filed for the sole purpose of correcting the date of the amendment of the exercise price of outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.