SEC Form 4 · accession 0001209191-15-060934

Vystar Corp · VYST

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Jun 2, 2015

Accepted (ET)

Jul 15, 2015 · 5:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001308027

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 10, 2015	X	116,200	$0.03	A	5,431,942	I	By Sound Investment Partners, LLC
Common Stock	Jun 10, 2015	X	500,000	$0.03	A	3,709,000	D
Common Stock^F2	holding	—	—		—	200,000	I	by Trust
Common Stock	holding	—	—		—	2,500,000	I	By 401(k) plan
Common Stock	holding	—	—		—	155,000	I	As custodian for minor child

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Warrant (Right to Buy)^F1	$0.05	Jun 2, 2015	D	116,204	D	Mar 6, 2014	Mar 6, 2016	Common Stock	116,204	0	I
Common Stock Warrant (Right to Buy)^F1	$0.03	Jun 2, 2015	A	116,204	A	Mar 6, 2014	Mar 6, 2016	Common Stock	116,204	116,204	I
Common Stock Warrant (Right to Buy)	$0.05	Jun 2, 2015	D	500,000	D	Mar 7, 2014	Mar 7, 2016	Common Stock	500,000	0	D
Common Stock Warrant (Right to Buy)	$0.03	Jun 2, 2015	A	500,000	A	Mar 7, 2014	Mar 7, 2016	Common Stock	500,000	500,000	D
Common Stock Warrant (Right to Buy)^F1	$0.03	Jun 10, 2015	X	116,200	D	Mar 6, 2014	Mar 6, 2016	Common Stock	116,200	0	I
Common Stock Warrant (Right to Buy)	$0.03	Jun 10, 2015	X	500,000	D	Mar 7, 2014	Mar 7, 2016	Common Stock	500,000	0	D

F1The securities are held by Sound Investment Partners, LLC. The reporting person is the Manager of Sound Investment Partners, LLC.
F2The shares are held by the Keith D. Osborn 1991 life insurance trust, for which the reporting person's spouse is the sole trustee.
F3The reported transaction involved an amendment of the exercise price of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant.