SEC Form 4 · accession 0001214659-19-001938
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald W Gerrard
Officer — Sr. VP, EHS
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2019 | M | 5,917 | $7.72 | A | 129,765 | D | |
| Common Stock | Mar 5, 2019 | F | 3,309 | $24.41 | D | 126,456 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $7.72 | Mar 5, 2019 | M | 5,917 | D | — | Sep 2, 2019 | Common Stock | 5,917 | 0 | D |
Explanation of responses
- F1Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on March 5, 2019 of $24.41 per share.
- F2These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning September 2, 2010.