SEC Form 4 · accession 0001214659-19-000938
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald W Gerrard
Officer — Sr. VP, EHS
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2019 | A | 28,432 | $0.00 | A | 129,234 | D | |
| Common Stock | Feb 6, 2019 | F | 6,924 | $0.00 | D | 122,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $22.66 | Feb 6, 2019 | A | 16,181 | A | — | Feb 6, 2029 | Common Stock | 16,181 | 16,181 | D |
| Phantom StockF4 | $0.00 | Feb 6, 2019 | A | 8,826 | A | — | — | Common Stock | 8,826 | 8,826 | D |
Explanation of responses
- F1Represents the settlement of performance share units (PSUs) that were previously granted under Huntsman's stock incentive plans. The amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.
- F2Shares automatically withheld upon payout of PSUs.
- F3These options granted under the Huntsman 2016 Incentive Plan vest in three equal annual installments beginning February 6, 2020.
- F4These shares of phantom stock become payable in three equal annual installments beginning February 6, 2020.