SEC Form 4 · accession 0001214659-19-000931
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Douglas
Officer — Exec VP & CFO
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2019 | A | 24,713 | $0.00 | A | 104,517 | D | |
| Common StockF2 | holding | — | — | — | 15,100 | I | Sean Douglas Family Trust, dated May 9, 2001 | |
| Common StockF3 | holding | — | — | — | 700 | I | As UTMA custodian |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4 | $22.66 | Feb 6, 2019 | A | 45,307 | A | — | Feb 6, 2029 | Common Stock | 45,307 | 45,307 | D |
Explanation of responses
- F1These shares of restricted stock granted under the Huntsman 2016 Stock Incentive Plan vest in three equal annual installments beginning February 6, 2020.
- F2These shares are owned directly by the Sean Douglas Family Trust. The reporting person may be deemed to be the beneficial owner of these shares by virtue of being a trustee.
- F3Represents shares held by Sean Douglas as Uniform Transfer to Minors Act custodian for one of the reporting person's children. The reporting person no longer has a reportable beneficial interest in 700 shares of HUN common stock owned by his daughter and included in the reporting person's prior ownership reports.
- F4These options granted under the 2016 Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 6, 2020.