SEC Form 4 · accession 0001214659-18-006873
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony P Hankins
Officer — CEO Asia Pacific and Div Pres
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | M | 46,735 | $2.59 | A | 418,661 | D | |
| Common Stock | Nov 1, 2018 | F | 21,562 | $23.15 | D | 397,099 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $2.59 | Nov 1, 2018 | M | 46,735 | D | — | Mar 2, 2019 | Common Stock | 46,735 | 0 | D |
Explanation of responses
- F1Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on November 1, 2018.
- F2These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning March 2, 2010.