SEC Form 4 · accession 0001214659-18-006849
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Douglas
Officer — Exec VP & CFO
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2018 | P | 5,000 | $21.4554 | A | 77,595 | D | |
| Common Stock | Oct 31, 2018 | P | 2,500 | $21.50 | A | 80,095 | D | |
| Common StockF2 | holding | — | — | — | 15,100 | I | Sean Douglas Family Trust, dated May 9, 2001 | |
| Common StockF3 | holding | — | — | — | 1,400 | I | As UTMA custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 line 1 of Table I is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.4508 to $21.4599 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (1) to this Form 4.
- F2These shares are owned directly by the Sean Douglas Family Trust. The reporting person may be deemed to be the beneficial owner of these shares by virtue of being a trustee. The reporting person disclaims beneficial ownership of the shares held by the Sean Douglas Family Trust, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
- F3Represents shares held by the reporting person as Uniform Transfer to Minors Act custodian for two of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.