SEC Form 4 · accession 0001214659-18-004455

Huntsman CORP · HUN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Peter R Huntsman

Officer — Chairman, President, CEO · Director

Period of report

Jun 12, 2018

Accepted (ET)

Jun 14, 2018 · 4:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001307954

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 12, 2018	M	400,000	$2.59	A	4,534,958	D
Common Stock	Jun 12, 2018	F	176,621	$32.69	D	4,358,337	D
Common Stock	Jun 12, 2018	M	150,215	$13.50	A	4,508,552	D
Common Stock	Jun 12, 2018	F	96,711	$32.71	D	4,411,841	D
Common Stock	Jun 12, 2018	M	216,920	$17.59	A	4,628,761	D
Common Stock	Jun 12, 2018	F	156,085	$32.72	D	4,472,676	D
Common Stock	Jun 12, 2018	M	393,082	$13.41	A	4,865,758	D
Common Stock	Jun 12, 2018	F	252,401	$32.715	D	4,613,357	D
Common Stock	Jun 12, 2018	M	378,788	$17.85	A	4,992,145	D
Common Stock	Jun 12, 2018	F	274,397	$32.716	D	4,717,748	D
Common Stock	Jun 12, 2018	M	482,994	$8.86	A	5,200,742	D
Common Stock	Jun 12, 2018	F	269,393	$32.715	D	4,931,349	D
Common Stock^F2	holding	—	—		—	843,657	I	By Spouse as UTMA Custodian
Common Stock	holding	—	—		—	933,328	I	By P&B Capital, L.C.
Common Stock^F3	holding	—	—		—	191,000	I	By Spouse as UGMA Custodian for Children

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to Buy)^F4	$2.59	Jun 12, 2018	M	400,000	D	—	Mar 2, 2019	Common Stock	400,000	0	D
Option (Right to Buy)^F5	$13.50	Jun 12, 2018	M	150,215	D	—	Feb 23, 2020	Common Stock	150,215	0	D
Option (Right to Buy)^F6	$17.59	Jun 12, 2018	M	216,920	D	—	Feb 2, 2021	Common Stock	216,920	0	D
Option (Right to Buy)^F7	$13.41	Jun 12, 2018	M	393,082	D	—	Feb 1, 2022	Common Stock	393,082	0	D
Option (Right to Buy)^F8	$17.85	Jun 12, 2018	M	378,788	D	—	Feb 6, 2023	Common Stock	378,788	0	D
Option (Right to Buy)^F9	$8.86	Jun 12, 2018	M	482,994	D	—	Feb 3, 2026	Common Stock	482,994	241,496	D

Explanation of responses

F1Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on June 12, 2018 ranging between $32.69 and $32.72 per share.
F2Represents shares held by spouse as Utah Uniform Transfer to Minors Act custodian for eight of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose
F3Represents shares held by spouse as Uniform Gifts to Minors Act custodian for six of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F4These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning March 2, 2010.
F5These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 23, 2011.
F6These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 2, 2012.
F7These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 1, 2013.
F8These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 6, 2014.
F9These options granted under the Huntsman Stock incentive Plan vested as to 241,497 shares on February 3, 2017, 241,497 shares on February 3, 2018 and will vest as to 241,496 shares on February 3, 2019.