SEC Form 4 · accession 0001214659-18-001683
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Wade Rogers
Officer — Sr. VP, Human Resources
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 171,429 | $2.59 | A | 350,698 | D | |
| Common Stock | Feb 27, 2018 | F | 73,308 | $33.24 | D | 277,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $2.59 | Feb 27, 2018 | M | 171,429 | D | — | Mar 2, 2019 | Common Stock | 171,429 | 0 | D |
Explanation of responses
- F1Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on February 23, 2018 of $33.24.
- F2These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning March 2, 2010.