SEC Form 4 · accession 0001214659-18-001049
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Wade Rogers
Officer — Sr. VP, Human Resources
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 8:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2018 | A | 1,920 | $0.00 | A | 173,329 | D | |
| Common Stock | Feb 7, 2018 | F | 468 | $0.00 | D | 172,861 | D | |
| Common Stock | Feb 7, 2018 | A | 6,408 | $0.00 | A | 179,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4 | $32.77 | Feb 7, 2018 | A | 10,241 | A | — | Feb 7, 2028 | Common Stock | 10,241 | 10,241 | D |
Explanation of responses
- F1Represents the settlement of performance share units (PSUs) that were previously granted under Huntsman's stock incentive plans. The amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.
- F2Shares automatically withheld upon payout of PSUs.
- F3These shares of restricted stock granted under the Huntsman 2016 Stock Incentive Plan vest in three equal installments beginning February 7, 2019.
- F4These options granted under the 2016 Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 7, 2019.